DORA (Digital Operational Resilience Act) Compliance

DORA Article 8 requires ICT risk management controls. Your Linux estate is the exposure point.

Years of vendor access, service accounts and sudo rules have built paths to root across the Linux systems behind your financial services, and nothing in the standard stack maps them. Automation and AI agents now find and use those paths faster than any review. DORA has been mandatory since January 2025; our pilot maps every path and delivers the ICT risk management evidence Articles 8, 9, 10 and 28 ask for.

Why DORA Changes the Bar for Linux Identity

  • Service account proliferation in financial infrastructure creates a chronic blind spot: accounts created for one-time integrations, vendor access, or legacy systems accumulate privileges without governance, violating DORA access control principles.
  • Automation and AI agents authenticate as those service accounts and inherit whatever reach the accounts have built up on core financial hosts, so an unmapped path to root is used faster than any review cycle. Demonstrating control under Article 9 means knowing what each account can do on each host, continuously.
  • DORA Article 8 mandates identification and documentation of the ICT assets, roles and dependencies behind your business functions, and Article 9 mandates demonstrable control over access to them — Linux servers hosting core financial infrastructure are the primary control gap.
  • Article 10 requires financial entities to have detection mechanisms for anomalous activity. Without continuous privilege monitoring on Linux systems, detecting unauthorised access escalation is impossible.
  • DORA requires entities to produce audit evidence for supervisory authorities — the EBA, ESMA, and national competent authorities — demonstrating that ICT risk management controls are continuously effective, not just documented.
  • DORA has been mandatory since January 17, 2025 with no transition period. Supervisory assessments are underway across EU financial entities; absence of Linux identity governance evidence is a material finding.

How the Founding Pilot Addresses DORA Requirements

Every pilot finding is mapped to specific DORA controls, so the evidence feeds your DORA ICT risk management reporting.

Article / RequirementWhat It MandatesHow the Founding Pilot Covers It
Article 8Identification of ICT assets, roles and sources of ICT riskComplete Linux identity and privilege inventory with risk classification mapped to ICT risk management requirements
Article 9Protection and prevention measuresAssessment of access control configurations, privilege separation, and least-privilege implementation across Linux estate
Article 10Detection of anomalous activitiesIdentification of privilege drift patterns and undocumented access changes that would evade standard detection mechanisms
Article 28 (Chapter V)ICT third-party risk managementAssessment of vendor and service account privileges identifying third-party access that exceeds authorised scope

The documents that define DORA access evidence in practice

Articles 8, 9 and 10 say what must be managed. Three further documents say what the evidence looks like, and none of them is about servers.

Commission Delegated Regulation (EU) 2024/1774

The regulatory technical standards on the ICT risk management framework, of 13 March 2024. Article 20 requires identity management that uniquely identifies the persons and systems accessing the entity’s information; Article 21 sets the access-control requirements built on it — need-to-know and least privilege, account lifecycle and authentication.

Read the source

Commission Implementing Regulation (EU) 2024/2690

The NIS2 implementing regulation, in force since 7 November 2024, binding the cloud, data-centre, managed service and managed security service providers that financial entities rely on as ICT third parties. Annex section 11 is access control, with 11.3 on privileged accounts and system administration accounts; section 12 is asset management.

Read the source

ENISA Technical Implementation Guidance, version 1.0

Published 26 June 2025, it follows that Annex requirement by requirement with guidance and examples of evidence. Non-binding, and the most detailed EU-level description of what evidence of access control looks like — the same artefacts a DORA ICT risk review asks to see on Linux.

Read the source

DORA compliance is a property of the financial entity, not of a server. No Linux host is “DORA compliant”; the entity demonstrates its ICT risk management across the systems behind its services. Linux hardening and Linux identity evidence are the layer beneath that demonstration: the access rights, privileged accounts and logs the standards ask about are produced on the hosts, and that is where the pilot’s evidence sits.

Where the pilot’s evidence lands in the standards

SectionRequirementWhat the pilot hands over
RTS Art. 20Identity management — unique identification of persons and systemsShared accounts and keys reused across hosts flagged; logins, sudo commands and configuration changes attributed to the identity behind them.
RTS Art. 21Access control — need-to-know, least privilege, account lifecycleEvery account, group, sudo rule and SSH key per host; which identities can reach root on which host, ranked by risk; dormant and orphaned accounts surfaced.
DORA Art. 8Identification of ICT assets, roles and sources of ICT riskThe identity inventory per host, continuously updated, with the risk score of every remaining account explained inline.
DORA Art. 10Detection of anomalous activitiesSudo, SSH and PAM configuration tracked against an approved baseline; changes detected in near-real-time and attributed, recorded in a chain-hashed audit log.
DORA Art. 28ICT third-party riskEvery vendor and service account listed with what it can do; access that exceeds its authorised scope flagged.

Where LinuxGuard sits among the Linux compliance tools you already run

Most estates in scope already run one or more of these for hardening and logging. Each closes part of the picture; none of them answers who can reach root on which host, or keeps that answer current. Read them as complements, which is how we deploy alongside them.

Open-source options

Lynis

A host-based security audit for Linux and Unix systems. It runs on the host itself, tests hundreds of hardening controls drawn from CIS, NIST and NSA guidance, and reports a hardening index with warnings and suggestions.

Closes
A point-in-time hardening audit of an individual host.
Leaves open
It does not inventory accounts, sudo rules or SSH keys across an estate, does not attribute a change to an identity, and does not watch between runs.
Documentation

OpenSCAP with Ansible

SCAP content from the SCAP Security Guide, with CIS, DISA STIG and PCI DSS profiles. It evaluates a host’s configuration against a profile, produces HTML and ARF reports, and ships remediation content, including Ansible, to bring the host back to the baseline.

Closes
Configuration-baseline conformance and remediation at scale.
Leaves open
Who holds privilege on the host is not a benchmark rule: sudoers topology, SSH key ownership and service accounts sit outside the profile, and each scan describes one moment.
Documentation

auditd

The userspace component of the Linux Auditing System. It writes audit records to disk according to the rules loaded from audit.rules, which is the event record that monitoring and logging requirements draw on.

Closes
A record of what happened on the host — logins, privileged commands, file access — as configured.
Leaves open
It records events; it does not assess configuration, inventory accounts or rank privilege. Rulesets drift between hosts, and the logs still need central collection and interpretation.
Documentation

Ubuntu Pro (Ubuntu Security Guide)

Canonical’s subscription tooling for Ubuntu LTS. The Ubuntu Security Guide hardens a host to CIS or DISA-STIG profiles and generates audit reports; CIS profiles cover 20.04, 22.04 and 24.04 LTS, DISA-STIG 20.04 and 22.04.

Closes
Benchmark hardening and audit reporting on Ubuntu hosts.
Leaves open
Ubuntu only, by design. It reports benchmark conformance, not who can reach root or which keys and service accounts hold privilege, and it does not attribute change to an identity.
Documentation

Commercial platforms

LinuxGuard

A Linux-native identity control plane. A continuous inventory of every account, group, sudo rule, SSH key and service account across the distributions you run, risk-scored, with sudo, SSH and PAM changes detected in near-real-time and attributed to the identity behind them, response actions behind an approval gate, and evidence exported per framework.

Closes
The access-rights, privileged-account and inventory evidence that the access-control and asset-management requirements ask for — continuously, rather than per scan.
Leaves open
It does not harden the operating system to a benchmark and does not replace auditd’s event record. It runs alongside both.
What LinuxGuard does

Ubuntu Pro is listed with the open-source tools because the Ubuntu Security Guide is the hardening route most Ubuntu estates already have; it is a Canonical subscription. LinuxGuard is Validated with Ubuntu under Canonical’s Software Partner Programme and is certified with Red Hat and SUSE.

Deliverables for DORA Programs

  • Identity & Privilege Inventory — Every user, group, sudo rule, SSH key, and service account across your Linux estate, showing who can do what
  • Risk-Scored Findings Report — Prioritised findings based on real exploit patterns, highlighting the privilege paths attackers would use first
  • Compliance Evidence Package — Identity governance gaps mapped to DORA Articles 8, 9 and 10 and to the Chapter V third-party risk provisions, with remediation guidance
  • Prioritised Remediation Plan — Phased plan to reduce privilege drift and move toward least-privilege, with a zero trust alignment overlay where applicable
  • Board-Ready Executive Summary — Executive summary for boards and a technical deep-dive for your security team

How the Founding Pilot Works

The Founding Pilot runs in four phases over 60 days — discovery and scoping, identity and privilege mapping with lightweight read-only collectors, a security and compliance assessment that maps findings to DORA Articles 8, 9, 10 and 28, and reporting with a prioritised least-privilege remediation roadmap. See the Founding Pilot for the full four-phase process, timeline, and deliverables.

Frequently Asked Questions

Does DORA apply to our Linux infrastructure?
Yes. DORA applies to the ICT systems supporting your financial services operations, regardless of operating system. Linux servers running core banking, payment processing, trading, and settlement infrastructure are within DORA scope. Article 8 requires you to identify and document those assets and the roles attached to them; Article 9 requires access to them to be limited and governed.
What does Article 8 require for ICT risk management on Linux systems?
Article 8 requires financial entities to identify, classify and document the ICT assets supporting their business functions and the roles attached to them, and to keep those inventories current; Article 9 requires access to those assets to be limited to what approved functions actually need. For Linux systems, this means being able to demonstrate who has access to which systems, under what sudo rules, with which SSH keys — and that this access is reviewed, governed, and limited to business necessity.
How does the pilot fit into ICT third-party risk assessment under Chapter V?
The pilot inventories all service accounts and vendor access configurations on your Linux estate, identifying third-party privileges that exceed the scope of authorised access agreements. This output feeds directly into your third-party ICT risk register and supports the contractual oversight requirements DORA places on material ICT service providers in Chapter V.
What evidence does the pilot produce for supervisory authorities?
The pilot delivers a structured DORA compliance evidence pack with findings mapped to specific Articles (8, 9, 10 and 28). Each finding includes the current state, the compliance gap, and the remediation pathway. The evidence pack is formatted for submission to the EBA, ESMA, or your national competent authority and is structured to satisfy the documentary requirements of DORA supervisory assessments.
Can the pilot be scoped to DORA-critical systems only?
Yes. We can focus the pilot on systems directly supporting your DORA-critical ICT services — core banking, payment infrastructure, trading systems, or settlement platforms. We work with your team at kickoff to define the scope boundary, ensure coverage of all systems classified as material ICT assets under your DORA risk register, and confirm the pilot delivers evidence for the specific systems supervisory authorities are most likely to scrutinise. For how that scope looks in a payments or banking environment, see Linux identity on payments estates.

Ready to demonstrate DORA compliance?

Start the pilot on the Linux systems supporting your financial services and get ICT risk management evidence for Articles 8, 9, 10 and 28.